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Anchor Bolt Design Theory (EN 1992-4)

The theory behind this anchor-bolt calculator: how a group of cast-in or post-installed anchors fixing a steel base plate to concrete is verified to EN 1992-4. We cover each failure mode in tension (steel, concrete cone breakout, pull-out or combined pull-out and cone, and splitting) and in shear (steel, concrete pry-out and concrete edge breakout), the projected-area method that scales a single-anchor resistance to a group near edges, the ψ modification factors, the combined tension-shear interaction, and how EN 1992-4 differs from the older ETAG 001 / CEN-TR 1992-4 it replaced.

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An anchor connection transfers tension and shear from a steel base plate into a concrete member through a group of anchors. EN 1992-4:2018 governs the design of these fastenings and requires that every credible failure mode - in the steel and in the concrete - is verified, because the governing mode is rarely obvious in advance. This page explains the mechanics and the formulas behind each check this calculator performs.

The verification framework

For each failure mode the design action effect must not exceed the design resistance. In tension NEdNRdN_{Ed} \le N_{Rd} and in shear VEdVRdV_{Ed} \le V_{Rd}, with the utilisation β=Ed/Rd1\beta = E_{d}/R_{d} \le 1. Design resistances come from a characteristic resistance divided by a partial factor: steel modes use γMs\gamma_{Ms}, and all concrete modes use γMc=γcγinst\gamma_{Mc} = \gamma_c\,\gamma_{inst}.

The full set of modes and their governing equations:

Failure modeCharacteristic resistanceClause
Steel, tensionNRk,s=AsfukN_{Rk,s} = A_s\,f_{uk}EN 1992-4 §7.2.1.3
Concrete coneNRk,c0=k1fckhef1.5N_{Rk,c}^{0} = k_1\sqrt{f_{ck}}\,h_{ef}^{1.5}EN 1992-4 §7.2.1.4
Pull-out (headed)NRk,p=k2Ahfck (headed)N_{Rk,p} = k_2\,A_h\,f_{ck}\ \text{(headed)}EN 1992-4 §7.2.1.5
SplittingNRk,sp=NRk,cψh,spN_{Rk,sp} = N_{Rk,c}\,\psi_{h,sp}EN 1992-4 §7.2.1.7
Steel, shearVRk,s=k6AsfukV_{Rk,s} = k_6\,A_s\,f_{uk}EN 1992-4 §7.2.2.3
Pry-outVRk,cp=k8NRk,cV_{Rk,cp} = k_8\,N_{Rk,c}EN 1992-4 §7.2.2.4
Concrete edgeVRk,c0=k9dαlfβfckc11.5V_{Rk,c}^{0} = k_9\,d^{\alpha}l_f^{\beta}\sqrt{f_{ck}}\,c_1^{1.5}EN 1992-4 §7.2.2.5
N-V interaction(βN)n+(βV)n1(\beta_N)^{n} + (\beta_V)^{n} \le 1EN 1992-4 §7.2.3

Tension - steel failure

The simplest mode: the anchor shank yields and fractures in tension. The characteristic resistance is the stress area times the ultimate strength, and the design value divides by the steel partial factor.

NRk,s=AsfukNRd,s=NRk,s/γMsN_{Rk,s} = A_s\,f_{uk} \qquad N_{Rd,s} = N_{Rk,s}/\gamma_{Ms}

Tension - concrete cone breakout

Under tension a cone of concrete can break away from the anchor head, idealised as a pyramid spreading at roughly 35 degrees from the embedded head to the surface. The characteristic resistance of a single anchor far from any edge is

NRk,c0=k1fck  hef1.5N_{Rk,c}^{0} = k_1\,\sqrt{f_{ck}}\;h_{ef}^{1.5}

where k1=8.9k_1 = 8.9 for cast-in headed anchors in cracked concrete (12.712.7 uncracked), fckf_{ck} is the characteristic cylinder strength and hefh_{ef} the effective embedment. This is scaled to the real group and edge condition by the projected-area method and three modification factors:

NRk,c=NRk,c0Ac,NAc,N0ψs,Nψre,Nψec,NN_{Rk,c} = N_{Rk,c}^{0}\,\dfrac{A_{c,N}}{A_{c,N}^{0}}\,\psi_{s,N}\,\psi_{re,N}\,\psi_{ec,N}
Concrete cone breakout in tension
Nh_ef

The projected-area method

A single anchor projects a reference area Ac,N0=scr,N2A_{c,N}^{0} = s_{cr,N}^{2} withscr,N=3hefs_{cr,N} = 3\,h_{ef} and ccr,N=1.5hefc_{cr,N} = 1.5\,h_{ef}. When anchors are close together their cones overlap, and when they sit near an edge the cone is cut off, so the actual area Ac,NA_{c,N} is smaller. The ratio Ac,N/Ac,N0A_{c,N}/A_{c,N}^{0}therefore captures the group and edge effect directly, instead of multiplying a single resistance by the number of anchors.

Tension - pull-out and bonded combined failure

A headed anchor can pull through the concrete bearing on its head before a cone forms. The characteristic pull-out resistance is

NRk,p=k2Ahfck(k2=7.5 cracked, 10.5 uncracked)N_{Rk,p} = k_2\,A_h\,f_{ck} \qquad (k_2 = 7.5\ \text{cracked},\ 10.5\ \text{uncracked})

where AhA_h is the net bearing area of the head. For a bonded(adhesive) anchor there is no head; instead the bond can fail together with a concrete cone, so the single-anchor bond resistance NRk,p0=πdhefτRkN_{Rk,p}^{0} = \pi\,d\,h_{ef}\,\tau_{Rk} is scaled by the same projected-area and ψ-factor structure as the cone, using the bond spacingscr,Nps_{cr,Np} from the anchor ETA.

Tension - concrete splitting

In thin members or close to an edge the concrete can split along the anchor axis. EN 1992-4 takes the cone resistance and multiplies it by a member-thickness factor:

NRk,sp=NRk,cψh,sp,ψh,sp=(h2hef)2/3 (1ψh,sp1.587)N_{Rk,sp} = N_{Rk,c}\,\psi_{h,sp}, \qquad \psi_{h,sp} = \left(\dfrac{h}{2h_{ef}}\right)^{2/3} \ (1 \le \psi_{h,sp} \le 1.587)

Because ψh,sp1\psi_{h,sp} \ge 1, splitting is never more critical than the cone when the member is thick (h2hefh \ge 2h_{ef}); it only governs for thin slabs. It need not be checked when the edge distance and member depth both exceed the characteristic splitting values.

Shear - steel failure

Without a lever arm the anchor simply shears: VRk,s=k6AsfukV_{Rk,s} = k_6\,A_s\,f_{uk} withk6=0.5k_6 = 0.5. If the base plate stands off the concrete (a grout gap or levelling nuts), the shear also bends the shank and the resistance drops to

VRk,s,M=αMMRk,sl,MRk,s=MRk,s0 ⁣(1NEdNRd,s),MRk,s0=1.2WelfukV_{Rk,s,M} = \dfrac{\alpha_M\,M_{Rk,s}}{l}, \quad M_{Rk,s} = M_{Rk,s}^{0}\!\left(1 - \dfrac{N_{Ed}}{N_{Rd,s}}\right), \quad M_{Rk,s}^{0} = 1.2\,W_{el}\,f_{uk}

with lever arm l=e1+0.5dl = e_1 + 0.5\,d and restraint factor αM\alpha_M = 1.0 (free to rotate) or 2.0 (fully restrained). A stand-off can cut the shear capacity by half or more, so a flush grouted plate is preferable when shear governs.

Shear - concrete pry-out

A short, stiff anchor can lever a cone of concrete out on the side away from the load. The resistance is tied directly to the cone tension resistance:

VRk,cp=k8NRk,c,k8=1 (hef<60mm), 2 (hef60mm)V_{Rk,cp} = k_8\,N_{Rk,c}, \qquad k_8 = 1\ (h_{ef} < 60\,\text{mm}),\ 2\ (h_{ef} \ge 60\,\text{mm})
Concrete pry-out in shear
V

Shear - concrete edge breakout

When shear pushes an anchor towards a free edge, a half-cone of concrete can break out from the edge. This is often the governing shear mode near an edge. The single-anchor resistance is

VRk,c0=k9dnomαlfβfck  c11.5V_{Rk,c}^{0} = k_9\,d_{nom}^{\alpha}\,l_f^{\beta}\,\sqrt{f_{ck}}\;c_1^{1.5}

with α=0.1(lf/c1)0.5\alpha = 0.1\,(l_f/c_1)^{0.5}, β=0.1(dnom/c1)0.2\beta = 0.1\,(d_{nom}/c_1)^{0.2},k9=1.7k_9 = 1.7 (cracked) or 2.42.4 (uncracked), edge distancec1c_1 and load-transfer length lf=min(hef,12dnom)l_f = \min(h_{ef},\,12\,d_{nom}). It is then scaled by Ac,V/Ac,V0A_{c,V}/A_{c,V}^{0} (with Ac,V0=4.5c12A_{c,V}^{0} = 4.5\,c_1^{2}) and the factors ψs,V\psi_{s,V}, ψh,V\psi_{h,V}, ψec,V\psi_{ec,V},ψα,V\psi_{\alpha,V} and ψre,V\psi_{re,V}.

Concrete edge breakout in shear
Vc_1

Combined tension and shear

Finally the interaction is checked separately for each material. For steel failure the demands combine as squares; for all concrete modes as the power 1.5:

(NEdNRd,s)2+(VEdVRd,s)21.0\left(\dfrac{N_{Ed}}{N_{Rd,s}}\right)^{2} + \left(\dfrac{V_{Ed}}{V_{Rd,s}}\right)^{2} \le 1.0
(NEdNRd,c)1.5+(VEdVRd,c)1.51.0\left(\dfrac{N_{Ed}}{N_{Rd,c}}\right)^{1.5} + \left(\dfrac{V_{Ed}}{V_{Rd,c}}\right)^{1.5} \le 1.0

where the concrete terms use the governing (smallest) concrete resistance in tension and in shear. Both equations must hold in addition to every individual mode.

Differences from ETAG 001 / CEN-TR 1992-4

EN 1992-4 superseded ETAG 001 Annex C and CEN/TS 1992-4 in 2018. It keeps the same projected-area framework but updates several coefficients. The most consequential for hand calculations is the concrete-cone factor: EN 1992-4 uses k1=8.9k_1 = 8.9 (cracked) /12.712.7 (uncracked) for cast-in headed anchors, whereas the old documents used7.77.7 / 11.011.0, and the cone and edge strengths are written consistently in terms of the cylinder strength fckf_{ck}. Legacy spreadsheets built on the old values - and some still in circulation - can return non-conservative cone resistances; this calculator uses the current EN 1992-4 values throughout.

Note also that EN 1992-4 does not cover every detail (for example anchors with supplementary reinforcement to carry the tension or shear directly into the member need the additional provisions of §7.2.1.8 / §7.2.2.6), and product-specific values such as the bond strengthτRk\tau_{Rk}, the head bearing area and some k-factors come from the anchor's European Technical Assessment (ETA) - always check those against the product you specify.

Frequently asked questions

EN 1992-4:2018 "Design of fastenings for use in concrete" is the Eurocode part that governs the design of anchors connecting steel to concrete - cast-in headed anchors and headed studs, and post-installed mechanical and bonded (adhesive) anchors. It replaced the older ETAG 001 Annex C and the technical specification CEN/TS 1992-4. It defines the load-carrying mechanisms and the verification of every failure mode in tension and shear, plus their interaction.

In tension: steel failure of the anchor, concrete cone breakout, pull-out (for headed anchors) or combined pull-out and concrete cone (for bonded anchors), and concrete splitting. In shear: steel failure (with or without a lever arm), concrete pry-out, and concrete edge breakout. Finally the combined tension-plus-shear interaction is checked separately for steel and for concrete failure. The design resistance for each mode must be at least the design action, i.e. the utilisation must be at most 1.0.

The characteristic resistance of a single anchor is N0Rk,c = k1·√fck·hef^1.5, where k1 = 8.9 for cast-in headed anchors in cracked concrete (12.7 in uncracked), fck is the characteristic cylinder strength and hef the effective embedment. This is then scaled to the actual group by the projected-area ratio Ac,N / A0c,N (the cone idealised as a pyramid with base spread scr,N = 3·hef each way) and reduced by the factors ψs,N (edge), ψre,N (shell spalling / reinforcement) and ψec,N (load eccentricity). The design value is NRd,c = NRk,c / γMc.

The concrete cone, pull-out and edge resistances all start from the idealised failure surface of a single anchor far from any edge, which projects a reference area onto the concrete surface (A0c,N = scr,N² for a cone, with scr,N = 3·hef). When anchors are close together or near an edge, their cones overlap or are cut off, so the actual projected area Ac,N is smaller than n times the reference area. The ratio Ac,N / A0c,N captures the group and edge effect on the concrete resistance, instead of simply multiplying a single resistance by the number of anchors.

EN 1992-4 keeps the same projected-area framework but updates several coefficients and tidies the notation. The most important change for hand calculations is the concrete-cone factor: EN 1992-4 uses k1 = 8.9 (cracked) / 12.7 (uncracked) for cast-in headed anchors, whereas the old ETAG 001 used 7.7 / 11.0. The cone and edge strengths are written consistently in terms of the cylinder strength fck. Spreadsheets built on the old documents can therefore give non-conservative cone resistances - this calculator uses the current EN 1992-4 values throughout.

Pry-out is a shear failure where a short, stiff anchor levers a cone of concrete out on the side opposite the load. EN 1992-4 takes VRk,cp = k8·NRk,c, where NRk,c is the concrete-cone tension resistance of the group and k8 = 1 for hef < 60 mm or 2 for hef ≥ 60 mm. Because it is tied to the cone resistance, pry-out tends to govern for short, deeply spaced anchors well away from any edge, where the edge breakout mode is not critical.

When an anchor is loaded in shear towards a free edge, a half-cone of concrete can break out from the edge. The single-anchor resistance is V0Rk,c = k9·dnom^α·lf^β·√fck·c1^1.5, with α = 0.1·(lf/c1)^0.5 and β = 0.1·(dnom/c1)^0.2, k9 = 1.7 (cracked) or 2.4 (uncracked), c1 the edge distance and lf the effective load-transfer length. It is then scaled by the projected-area ratio Ac,V / A0c,V (A0c,V = 4.5·c1²) and the factors ψs,V, ψh,V, ψec,V, ψα,V and ψre,V. Edge breakout usually governs shear when the anchorage is close to an edge.

If the base plate stands off the concrete surface (a grout gap, or levelling nuts), the shear is applied at a distance from the concrete and bends the anchor shank as well as shearing it. EN 1992-4 §7.2.2.3 then limits the steel shear resistance to VRk,s,M = αM·MRk,s / l, where l is the lever arm, αM is 1.0 (anchor free to rotate) or 2.0 (fully restrained), and MRk,s = M0Rk,s·(1 - NEd/NRd,s) is the anchor bending resistance reduced by any simultaneous tension. A stand-off can reduce the shear capacity dramatically, so a flush, grouted base plate is always preferable when shear governs.

EN 1992-4 §7.2.3 checks the interaction separately for the two materials. For steel failure: (NEd/NRd,s)² + (VEd/VRd,s)² ≤ 1.0. For all concrete failure modes: (NEd/NRd,i)^1.5 + (VEd/VRd,i)^1.5 ≤ 1.0, where NRd,i and VRd,i are the governing (smallest) concrete resistances in tension and in shear respectively. Both interaction equations must be satisfied in addition to each individual mode.

Most reinforced-concrete members under service loads are cracked in the region of the anchorage, so cracked concrete (the lower resistance) is the safe default and is assumed unless you can demonstrate the concrete stays uncracked over the anchor depth for the whole design life. Cracking reduces the cone, pull-out and edge factors (for example the cone factor drops from 12.7 to 8.9 for cast-in headed anchors), so designing as uncracked when the concrete actually cracks is unconservative.

Ready to check your anchorage? Run the full EN 1992-4 verification for a cast-in or bonded anchor group with step-by-step derivations for every failure mode.

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